Regulatory Risk and Compliance
Stay on top of ever-changing regulatory compliance requirements, including AFSL, ACL, regulatory guides, marketing and advertising compliance, responsible managers and directors’ duties and responding to regulatory investigations from ASIC, AFCA, and AUSTRAC.
How we can help
Consumer Lending, Business Lending and Payments (BNPL) expertise to help you navigate complex financial regulations and compliance requirements
Management of acquisitions and commercial relationships with stakeholders
Ensuring compliance with AFSL requirements
Advice to Board on legal impacts of major changes
Identification of new and emerging legal and regulatory compliance obligations
Support for responding to regulatory investigations from ASIC, AFCA, and AUSTRAC
Ongoing regulatory compliance management, including AFSL, ACL, regulatory guides, marketing and advertising compliance, as well as responsible managers and directors duties.
Testimonials
"Elle has been an essential part of our marketing compliance efforts. She has created internal policies and provided expert review of our marketing materials across social media, brochures, website and customer communication to ensure full regulatory compliance. Elle's ability to provide simple and straightforward easy-to-understand advice has made our compliance efforts more efficient and effective. It's great working with her and we highly recommend her services."
"Elle has been invaluable in setting up our business for success. She helped us negotiate contracts, navigate regulatory requirements, and instil a culture of compliance in our business. . Her expertise and dedication to staying up-to-date on new legal developments have been instrumental in our success. It's a pleasure working with Elle, as we know we are in good hands."
"Elle has been invaluable in setting up our business for success. She helped us negotiate contracts, navigate regulatory requirements, and instil a culture of compliance in our business. . Her expertise and dedication to staying up-to-date on new legal developments have been instrumental in our success. It's a pleasure working with Elle, as we know we are in good hands."
Get General Counsel support to set your business up for success and focus on growth without the cost of hiring a full-time lawyer.
Contact us today to discuss how we can protect your business.